Waller Wealth Management

About

Our Firm

Waller Wealth Management was founded to positively impact lives. We realize that is a big statement for a wealth management firm, but it speaks to the awareness we carry each day in humbly recognizing that our work directly impacts the well-being of those who have entrusted us as a financial partner.

Kory Waller

Chief Investment Officer

Kory Waller is the President and Chief Investment Officer for Waller Wealth Management. Kory graduated from Southern Arkansas University in 2002 and spent three successful years working for a national broker-dealer before being recruited by a regional bank to head the retail investment services department. In that role, Kory led the program to unprecedented levels of growth and profitability. Coming out of the 2008 recession and realizing the need for an institutional-quality asset management firm in the area, Kory founded Waller Wealth Management. Since then, Kory has worked with both individual and institutional investors in the areas of asset management, risk management, and financial planning.  Kory is also the architect of the firm’s proprietary research and risk management platforms used to actively manage client assets. These systems have allowed Waller Wealth Management to provide clients with a competitive advantage while establishing the firm as a leader in equity research and risk management capabilities.

Kory Waller Headshot

Roxie Waller

Chief Compliance Officer

Roxie Waller joined Waller Wealth Management in 2020. As Chief Compliance Officer, Roxie is responsible for overseeing regulatory requirements of the organization.  Roxie graduated from Southern Arkansas University in 2002 with a bachelor’s degree in marketing and later obtained her master’s degree in Special Education.  After 15 years of serving as a teacher in the public education system, Roxie was presented with the challenge of becoming a licensed diagnostician and has most recently served in that capacity for the Magnolia Public School system.  Roxie’s broad knowledge base and vast experience has allowed for a seamless transition as she leads in the firm’s efforts to meet and exceed the industry’s stringent regulatory requirements.

Roxie Waller Headshot

MARY ALDRIDGE

Operations

Mary joined Waller Wealth Management in 2015 after spending 25 years in the oil and gas industry. Mary's experience and vast knowledge of office operations allowed for a seamless transition, where she has continued a reputation of excellence and leadership in the day-to-day office operations at Waller Wealth Management.

Mary Aldridge

BARBARA WALLER

CLIENT RELATIONS

Barbara joined Waller Wealth Management in 2020 after spending many years in the public education and private sectors. Barbara has spent a lifetime building relationships centered around her genuine concern for others. Barbara’s “people first” spirit embodies the Waller Wealth Management overarching philosophy of helping others reach their financial goals through relationships built on the highest levels of loyalty, trust and commitment.

Barbara Waller Headshot
Menu Open